Category Archives: Miscellaneous

RECENT ENFORCEMENT ACTIONS BY THE SEC UNDERSCORE THE IMPORTANCE OF MEETING MUNICIPAL DISCLOSURE OBLIGATIONS

by Christopher B. Langhart on June 11, 2014

The recent Municipalities Continuing Disclosure Cooperation Initiative is the latest action taken by the SEC to enforce the continuing disclosure obligations of municipal issuers. Since an SEC 2012 report on the municipal securities market, in which the SEC highlighted both inadequate disclosure and shortcomings in current disclosure practices, the SEC has increased its regulatory focus […]

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